Statement to Clients

Duane Roth, President of the Roth Companies, provides comprehensive wealth management services to his clients as an Investment Advisor of RDA Financial Network, including investment planning and management, estate planning techniques, retirement planning, annuity advice and insurance selection, long term care planning and tax reduction strategies.

Mr. Roth holds a degree in Business and is a Registered Financial Consultant (RFC), Investment Advisor Representative, Insurance Licensed Professional, and he holds a Life Underwriter Training Council Fellow (LUTCF) designation from The American College. The National Association of Insurance and Financial Advisors (NAIFA) and The American College, who is the nation’s leading educator for professionals in the insurance and financial services industry, jointly sponsor the designation. Duane has lectured on financial topics at Southwestern Illinois College, Fontbonne University, and Southern Illinois University. Additionally, his Retirement and Tax Planning presentations have been attended in the St. Louis Metro Area and Kansas City Metro by over 4,000 retirees. His in depth newsletter, Wealth Management Report, is available by contacting (800) 551-7684 or visiting www.therothcompanies.com . The Roth Companies through RDA Financial Network, provides comprehensive wealth management services to its clients, including investment planning and management, estate planning techniques, retirement planning, annuity advice and insurance selection, long term care planning and tax reduction strategies. He has developed unique strategies to accumulate, protect, and transfer assets effectively of high net worth clients. The firm focuses on helping pre-retirees, retirees, and business owners avoid the most common financial mistakes. Duane has been honored as one of the top 1% practicing independent advisors through several prestigious organizations. Through continual study, Duane is dedicated to improve and stay current with changes in the financial industry. Duane is a sports enthusiast and avid basketball player who at one point played at the professional level. He mentors young athletes and gives his time acting upon his strong beliefs on the importance of giving back to his community. Duane is active with several charities including the Leukemia Society, Disabled American Veterans, and Seeds of Hope. In his leisure time he loves to listen to music and spend time with family and friends.

Background Information